SOC2+ Readiness

Define scope of SOC2+ assessment

Identify key stakeholders and roles

Conduct gap analysis to identify areas of non-compliance

Develop project plan with timelines and milestones

Implement necessary security controls to address gaps identified in the gap analysis

Document policies and procedures related to security controls

Conduct a readiness assessment to ensure all necessary preparations have been completed

Establish a communication plan to keep key stakeholders informed throughout the preparation process

Conduct a risk assessment to identify potential threats and vulnerabilities that could impact the SOC2+ assessment

Review existing policies and procedures

Create new policies and procedures as needed

Document control processes and workflows

Develop data flow diagrams to illustrate data handling processes

Implement necessary security controls based on SOC2+ requirements

Conduct vulnerability assessments and penetration testing

Establish incident response plan and procedures

Implement access controls and monitoring mechanisms

Provide training to employees on SOC2+ requirements and best practices

Conduct awareness campaigns to promote security culture

Ensure all employees understand their roles and responsibilities in compliance

Conduct internal audit to test effectiveness of security controls

Perform readiness assessment to ensure all requirements are met

Engage third-party auditor to conduct SOC2+ assessment

Review audit findings and address any deficiencies

Develop a plan for ongoing monitoring and maintenance of SOC2+ compliance

Implement feedback mechanisms for continuous improvement

Conduct regular reviews and updates to policies and procedures

Stay informed of changes in regulations and standards to ensure ongoing compliance.