Client Information Gathering
          
            
            
            
            
        
        
          
            
Engagement Letter and Fee Agreement
          
            
            
            
        
        
          
            
Software and Access Setup
          
            
            
            
        
        
          
            
Initial Meeting and Needs Assessment
          
            
            
            
        
        
          
            
Communication and Follow-Up
          
            
            
            
        
        
          
            
Compliance and Regulatory Requirements
          
            
            
            
        
        
          
            
Risk Assessment and Due Diligence
          
            
            
            
        
        
          
            
Finalize and Implement Plan