audit

Pre-Audit Preparation

  • Identify areas to be audited.
  • Determine objectives and goals.
  • Set boundaries and limitations.
  • Consider regulatory requirements.
  • Engage with stakeholders for input.
  • Select team members with relevant expertise.
  • Ensure diversity in skills and perspectives.
  • Assign roles and responsibilities.
  • Provide training or orientation as needed.
  • Establish communication protocols.
  • Collect past audit documents.
  • Identify findings and recommendations.
  • Analyze trends and recurring issues.
  • Evaluate action taken on previous findings.
  • Summarize key learnings for the current audit.
  • List required documents (policies, procedures).
  • Request access to operational records.
  • Organize data for easy retrieval.
  • Ensure confidentiality and compliance.
  • Verify completeness and accuracy of documents.
  • Propose multiple dates for flexibility.
  • Confirm availability of audit team and stakeholders.
  • Send calendar invites with details.
  • Outline agenda and expectations.
  • Encourage feedback on the schedule.

Facility Inspection

Quality Control Assessment

Compliance Verification

Financial Review

Data Management

Post-Audit Follow-Up

Related Checklists