AI Checklist Generator

From the makers of Manifestly Checklists

Email address

Home > Information Technology > sox audit

sox audit

Access Controls

Ensure all user access is properly documented and authorized.

Review user access rights and permissions for critical systems.

Verify segregation of duties to prevent unauthorized access.

Conduct regular user access reviews and remove any unnecessary privileges.

Implement strong password policies and enforce regular password changes.

Monitor and log all user access activities.

Change Management

Review change management processes and ensure they are well-documented.

Verify that changes are properly authorized, tested, and approved before implementation.

Ensure change requests include proper documentation, impact analysis, and rollback plans.

Monitor change logs and track all changes made to critical systems.

Implement change control policies and conduct regular change audits.

System Availability and Backup

Review system availability and uptime records.

Verify that regular backups are performed for critical systems and data.

Test restore procedures to ensure backups are valid and accessible.

Monitor backup logs and verify successful completion of backups.

Implement disaster recovery plans and conduct regular tests.

Network and Infrastructure Security

Review network architecture and security controls.

Verify that firewalls, intrusion detection systems, and other security measures are in place.

Ensure network devices and infrastructure are properly patched and updated.

Review network access controls and remote access policies.

Conduct regular vulnerability assessments and penetration tests.

Data Security and Privacy

Review data classification and protection policies.

Verify that sensitive data is properly encrypted and protected.

Ensure data access controls are in place, especially for personally identifiable information (PII).

Review data retention and disposal policies.

Monitor data access logs and detect any unauthorized access attempts.

Incident Response and Monitoring

Review incident response plans and ensure they are up to date.

Verify that security incidents are properly logged, investigated, and resolved.

Implement security monitoring tools and systems to detect and respond to threats.

Conduct regular security incident simulations and tabletop exercises.

Review incident response logs and evaluate the effectiveness of response actions.

Vendor Management

Review vendor management policies and procedures.

Verify that proper due diligence is conducted before engaging with vendors.

Ensure vendor contracts include necessary security and compliance requirements.

Monitor vendor performance and conduct regular security assessments.

Review vendor access controls and data handling practices.

IT General Controls

Review IT governance and organizational structure.

Verify that IT policies and procedures are documented and followed.

Conduct regular IT risk assessments and implement necessary controls.

Review IT asset management practices and ensure proper inventory controls.

Monitor and review IT audit logs for any anomalies or suspicious activities.

Download CSV Download JSON Download Markdown

Use in Manifestly

Related Checklists

Security Checklist

Security Checklist is an important tool to identify, assess and manage security risks in order to protect information systems and data.

view →

Server Maintenance Checklist

A server maintenance checklist is an important tool for ensuring the stability and reliability of a server system.

view →

Desktop Configuration Checklist

A Desktop Configuration Checklist is a valuable tool for ensuring that systems are configured securely and consistently.

view →

Incident Response Checklist

An Incident Response Checklist is essential for ensuring a timely, effective, and organized response to security incidents.

view →

Data Backup Checklist

A Data Backup Checklist is an important tool for ensuring that important data is regularly backed up and secure.

view →

Software Update Checklist

A Software Update Checklist is essential to ensure that all of your software is up-to-date and running optimally.

view →

Server Configuration Checklist

The Server Configuration Checklist is an important tool for ensuring that a server is properly set up and secured for the intended purpose.

view →

Performance Monitoring Checklist

Performance Monitoring Checklist is a tool used to ensure a system is running efficiently and effectively, and to identify and address any potential problems or issues.

view →

Network Maintenance Checklist

Network Maintenance Checklists provide a structured way to ensure that all critical network components are regularly monitored and maintained, helping to ensure the network's stability and security.

view →

Patch Management Checklist

Patch Management Checklist is important for IT departments to ensure that all systems are up-to-date and secure from potential security threats.

view →

Disaster Recovery Checklist

A Disaster Recovery Checklist is an important tool for organizations to use to ensure that all necessary steps are taken to protect and maintain their IT systems in the event of an emergency.

view →

Software Installation Checklist

A software installation checklist helps ensure that all required components are installed correctly and efficiently, minimizing the risk of errors and providing a consistent and seamless user experience.

view →

User Access Control Checklist

User Access Control Checklists are important for ensuring that only authorized users have access to sensitive information and systems.

view →

Hey there! Here's a little about us or visit our recurring workflow SaaS: Manifestly Checklists

Light Dark