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Compliance checklist for operating in EU for fintech

1. Regulatory Framework

2. Licensing and Registration

3. Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF)

4. Data Protection and Privacy

5. Consumer Protection

6. Financial Reporting and Transparency

7. Conduct of Business Rules

8. Risk Management and Internal Controls

9. Ongoing Compliance Monitoring

10. Employee Training and Awareness

11. Engagement with Regulators

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