Export Screening Checklist

Verify the country of destination and ensure it is not subject to any trade restrictions.

Ensure compliance with all applicable export control laws and regulations.

Conduct a comprehensive review of the export transaction to identify any red flags or potential violations

Screen all parties involved in the transaction against government watch lists and restricted party lists

Obtain any necessary export licenses or permits before proceeding with the transaction

Conduct due diligence on the end-user and end-use of the product.

Verify that the product will not be used for any prohibited or unauthorized purposes.

Confirm the intended country of destination for the product

Review any relevant export licenses or permits for the end-user

Check for any red flags or warning signs associated with the end-user or end-use

Document all findings and investigations related to the end-use and end-user

Screen all parties involved in the export transaction against government watch lists.

Conduct enhanced due diligence on any parties that raise red flags during the screening process.

Verify the identity and legitimacy of all parties involved in the export transaction

Review any previous export transactions involving the same parties

Check for any sanctions or restrictions imposed on the parties by relevant government agencies

Monitor ongoing relationships with parties to ensure continued compliance with export regulations

Implement a process for reporting and addressing any potential violations or discrepancies found during screening

Maintain records of all export transactions, including documentation of compliance checks.

Develop a process for documenting any changes or updates to export records, including reasons for the changes